Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

  • The World’s Most Important Number: The IRS Addresses the Replacement of LIBOR
  • SEC Adopts Security-Based Swaps Recordkeeping and Reporting Rules; Compliance Countdown Begins Soon
  • SEC Roundtable on Elder Investment Fraud
  • FINRA Publishes 2019 Report on Examination Findings and Observations
  • IOSCO Releases Final Report on its Thematic Review on Sustainability Requirements with respect to the Distribution of Complex Financial Products
  • FINRA Provides New Reg. BI and Form CRS Resource
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