Financial institution issuers of structured products, their broker-dealer affiliates, distributors, platform providers, and other market participants seek out our market knowledge. Commenting on our market awareness, clients told Chambers USA that they “admire [our team’s] capacity to innovate and [their] ingenuity,” and that our lawyers are “very plugged in to the details of the market,” utilizing that “in an efficient way to craft solutions."
We assist clients from formulation of a new product or new reference index, through new product committee approval, to documentation and, subsequently, assist with regulatory, compliance and oversight issues, as well as with distribution relationships and ongoing program maintenance. We have extensive experience with SEC-registered and exempt offering programs. We can assist with: