REVERSEinquiries Newsletter, Volume 7, Issue 2

Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter.

In this issue, we discuss:

1. Every Day Counts—Or Does It? Day Counts Revisited
2. FINRA Member Settles with FINRA for Failure to Maintain Appropriate Procedures for Regulation S Compliance
3. FINRA Proposes Amendments to Rule 2210 to Permit Use of Projections
4. Second Circuit Affirms Dismissal of Suit Involving ETN Reverse Stock Split
5. Staying on the Right Track: Monitoring Program Issuance Limits

For previous newsletters, please visit our archives.