Issuers, distributors and others involved in the creation and sale of structured products cannot ignore the growing body of statements and actions by regulators relating to structured products. Due to the variety of structured products and that issuers may be different types of financial institutions, there is no single regulation or body of regulation applicable to the issuance, sale and marketing of structured products. 

Reference Resources

You will find below many of the most significant US legal resources applicable to the issuers, structurers and distributors of these products. This is not a complete collection of the regulatory reference materials that may be relevant to structured products; however, these materials are intended as useful references for market participants.

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