REVERSEinquiries, Volume 2, Issue 10

Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

• The World’s Most Important Number: The IRS Addresses the Replacement of LIBOR
• SEC Adopts Security-Based Swaps Recordkeeping and Reporting Rules; Compliance Countdown Begins Soon
• SEC Roundtable on Elder Investment Fraud
• FINRA Publishes 2019 Report on Examination Findings and Observations
• IOSCO Releases Final Report on its Thematic Review on Sustainability Requirements with respect to the Distribution of Complex Financial Products
• FINRA Provides New Reg. BI and Form CRS Resource