REVERSEinquiries, Volume 3, Issue 1 | Perspectives & Events

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Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

IRS Again Extends Phase-In of Section 871(m) Regulations;
FDIC Proposes Changes to Brokered Deposits Restrictions;
Proposed Sales Practice Rule Affects Leveraged/Inverse ETFs; ETNs and Structured Notes Also in the Crosshairs;
NAIC Developments Related to Principal-Protected Notes;
Proposed Amendments to Advertising Rule for Registered Investment Advisers;
FINRA Tips on ESG Investing; and
Proposed Changes to the Definition of Accredited Investor and the Definition of Qualified Institutional Buyer.

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