Overview

Mayer Brown’s Financial Markets Regulatory & Enforcement (FMRE) group serves the regulatory and enforcement needs of financial market participants, providing creative and practical solutions informed by industry knowledge. Our broker-dealer, securities, commodities, derivatives and financial services regulatory and enforcement lawyers are closely integrated, which allows us to advise clients on the most complex regulatory, compliance and enforcement matters, as well as on internal investigations.

Our practice includes a deep bench of alumni who worked for governmental agencies, self-regulatory organizations (SROs), and various market participants (including former general counsel and chief compliance officers), as well as federal prosecutors and other government officials.

Recognition

Best Lawyers' Best Law Firms

  • National: Derivatives and Futures Law
  • National: Securities/Capital Markets Law
  • National: Securities Regulation

Chambers Greater China Region

  • China: Financial Services (International Firms)

Chambers Global

  • Global (Multi-Jurisdictional): Banking & Finance
  • France: Banking & Finance
  • Germany: Banking & Finance
  • UK: Finance & Capital Markets (International & Cross Border)
  • USA: Banking & Finance
  • USA: Derivatives
  • USA: Capital Markets: Structured Product
  • USA: Finance & Capital Markets (International & Cross Border)
  • Vietnam: Banking & Finance: Capital Markets

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