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Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

  • The SEC Adds its Voice to the LIBOR Chorus
  • FINRA Reminds Firms of Their TRACE Reporting Obligations
  • Brokerage Firm Granted Summary Judgment in Reverse Convertible Notes Class Action
  • FDIC Eases Requirements on Deposit Tracking
  • FINRA Increases Margin Requirements for ETNs and Options on ETNs
  • FINRA Sanctions a Brokerage for Failure to Reasonably Supervise Securities Transactions
  • Reminder: The EU Prospectus Regulation is Effective – Key Legal Facts
  • Insurance Company Buyers of Structured Notes Should Consider Proposed NAIC Amendments
  • Clayton Comes Out Swinging Against Critics of Regulation Best Interest 
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