In today’s climate of aggressive government investigation and prosecution of alleged business misconduct, it is vital for companies to have legal advisers with the experience and judgment necessary to conduct internal investigations on behalf of boards of directors, audit committees, special committees and other organizations anywhere in the United States, United Kingdom, Europe or Asia.


  • Represented a major international investment manager in an internal investigation, SEC investigation, DOL investigation and subsequent class action, with both the SEC investigation and class actions settling favorably for the client.
  • Conducted an option backdating internal investigation to advise the board of directors of a leading technology company and to inform the SEC.
  • Represented in an internal investigation the former Controller of a government-sponsored enterprise chartered by Congress to enhance the US housing and mortgage markets.
  • Completed an internal investigation relating to employee embezzlement.

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