REVERSEinquiries: Volume 1, Issue 6 | Perspectives & Events

Authors

REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

A New ISDA Supplement Provides Some Certainty for SOFR Floating Rate Notes;
SEC Chair Clayton Highlights Themes from Retail Investor Roundtables;
SEC Commissioner Peirce’s Remarks: “What’s in a Name?”;
Regulators Call Attention to Non-Traditional Index Funds;
What Financial Institutions Need to Know about Regulations on Elder Financial Exploitation;
Recent Amendments to Regulation S-K Affect Morgan Stanley Disclosure Requirements;
The Upcoming Prospectus Regulation in the European Union: New Requirements for Risk Factors;
Rule 3a-5 Exemption and Non-Guaranteed Securities; and
Misselling of Leveraged ETNs Results in Monetary Penalties.

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