REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

  • A New ISDA Supplement Provides Some Certainty for SOFR Floating Rate Notes;
  • SEC Chair Clayton Highlights Themes from Retail Investor Roundtables;
  • SEC Commissioner Peirce’s Remarks: “What’s in a Name?”;
  • Regulators Call Attention to Non-Traditional Index Funds;
  • What Financial Institutions Need to Know about Regulations on Elder Financial Exploitation;
  • Recent Amendments to Regulation S-K Affect Morgan Stanley Disclosure Requirements;
  • The Upcoming Prospectus Regulation in the European Union: New Requirements for Risk Factors;
  • Rule 3a-5 Exemption and Non-Guaranteed Securities; and
  • Misselling of Leveraged ETNs Results in Monetary Penalties.
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