REVERSEinquiries, Volume 1, Issue 1 | Perspectives & Events

Authors

REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this inaugural issue, we discuss:

Banks and the BEAT;
FINRA Explains its Enforcement Philosophy;
FINRA Zeroes in on Sales of VIX-linked Products to Retail Investors;
Amendments to FINRA’s Mark-up Rule to Become Effective on May 14, 2018;
The SEC’s Proposed Best Interests Rule—It’s Here!;
SEC Highlights Efforts to Protect Retail Investors;
Recommended SEC Pilot Program for Changing Block Trade Reporting Requirements Includes Structured Notes Trades; and
Good Disclosure Causes Early Delisting of ETN by Nasdaq.

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