REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter.  In this inaugural issue, we discuss:

  • Banks and the BEAT;
  • FINRA Explains its Enforcement Philosophy;
  • FINRA Zeroes in on Sales of VIX-linked Products to Retail Investors;
  • Amendments to FINRA’s Mark-up Rule to Become Effective on May 14, 2018;
  • The SEC’s Proposed Best Interests Rule—It’s Here!;
  • SEC Highlights Efforts to Protect Retail Investors;
  • Recommended SEC Pilot Program for Changing Block Trade Reporting Requirements Includes Structured Notes Trades; and
  • Good Disclosure Causes Early Delisting of ETN by Nasdaq.

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