February 24, 2023

Certificate of Deposit Programs and Brokered CD Programs


Mayer Brown panelists, Matt Bisanz and Brad Berman, will provide an overview of the documentation and other requirements to establish a certificate of deposit program or brokered certificate of deposit program. We will review the bank regulatory, distribution related, FINRA related, and suitability related considerations. Among other things, we will cover:

  • Setting up a CD program;
  • Disclosure and documentation considerations;
  • Settlement issues;
  • The bank regulatory differences between CD and brokered CD issuances;
  • The FDIC requirements for brokered CDs and proposed advertising requirements;
  • FINRA and securities law considerations; and
  • Market-linked CDs. 

For additional information, please contact Hanson Hairihan at hhairihan@mayerbrown.com.

CLE is not available when viewing a recording of this program. In order to receive credit you must have attended the live webinar program.

Resource Downloads

Stay Up To Date With Our Insights

See how we use a multidisciplinary, integrated approach to meet our clients' needs.