Investment Management Regulatory University 2026 | New York

Please join us in New York City for the spring session of our annual Investment Management Regulatory University, featuring hot regulatory topics for investment managers, new perspectives on technology shaping the investment advisory industry, and developments in regulatory enforcement affecting investment advisers.

AGENDA

• Hot Topics, Part I: The Regulatory Pulse: Our panelists take you inside the latest developments of the regulatory world — from Investment Management and Broker-Dealer updates to critical shifts at the CFTC and emerging Bank Regulatory trends.
• Hot Topics, Part II: The Big Picture: Zoom out with our panelists for a wide-angle view of the forces impacting the industry. We'll unpack the current White House priorities, break down the latest DOL/ERISA developments, and discuss the evolving world of outbound investment regulation.
• AI, Technology & Data Privacy in Focus: Navigating the Digital Frontier: Our tech-savvy panelists will explore the rapid rise of AI in financial services, the evolving challenges of data protection and tech contracting, the growing threat of cyber breaches, and the privacy frameworks to consider.
• Enforcement Spotlight: Don’t Call it a Slowdown: Our all-star litigators take the stage to share the inside track on sweeping changes to SEC enforcement guidelines and dive into recent high-profile proceedings — including SEC actions targeting investment advisers, and as well as two rare OFAC proceedings against fund managers.

We will also hold a fall session of Investment Management Regulatory University in Chicago. A Save the Date will follow.

CLE credit is pending.

Agenda
Wednesday, April 29, 2026
12:00 – 5:00 P.M. Program
5:00 – 7:00 P.M. Cocktail reception

Location
Mayer Brown New York Office
1221 Avenue of the Americas
New York, NY 10020

For further information, please contact Kessia Stechler (kstechler@mayerbrown.com)