合伙人

Timothy B. Nagy

诉讼及争议解决, 经纪商/自营商监管及合规, 金融服务监管及执行

概览

Tim Nagy is a partner in Mayer Brown’s Washington DC office. Tim is a member of the firm’s Litigation & Dispute Resolution practice, Broker-Dealer Regulation & Compliance practice, and Financial Markets Regulatory & Enforcement practice. Tim advises financial institutions, particularly broker-dealers, on compliance and enforcement matters. He regularly represents broker-dealers and their associated individuals in Financial Industry Regulatory Authority (FINRA) and US Securities and Exchange Commission (SEC) inquiries and investigations.

教育背景

  • The Catholic University of America, Columbus School of Law, 法律硕士
  • The Ohio State University, 学士

执业资格

  • 华盛顿哥伦比亚特区
  • 马里兰州
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