White Collar Enforcement Forum
- Ken Wainstein,
- Glen A. Kopp,
- Adam S. Hickey,
- Michele Cerezo-Natal,
- Hiral D. Mehta,
- Justin Herring,
- Findley Penn-Hughes,
- Robert W. Hamburg,
- Alex Feldman,
- Paul Kaufman,
- Jordan Rae Kelly,
- Eva Tomlinson,
- Elizabeth Virga
Join us for a forum designed to help in-house counsel navigate the current enforcement landscape, adopt effective compliance strategies, and proactively manage risk in the context of white collar legal issues. Our panels will bring together a versatile lineup of speakers, including current and former government officials who will share forward-looking insights about the enforcement and compliance landscape.
Location
Mayer Brown
1221 Avenue of the Americas
New York, NY 10020-1001
For additional information, please contact Alayne Thomas at athomas@mayerbrown.com or +1 312 701 7529.
Program Booklet
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- 2:00 p.m. - 2:30 p.m.
Registration
- 2:30 p.m. - 2:45 p.m.
Opening Remarks from Ken Wainstein
- 2:45 p.m. - 3:25 p.m.
False Claims Act: Current DOJ Priorities and Developments in the Law
Long used to recoup payments (and damages) stemming from health care fraud and government contracts, the False Claims Act is now front and center as the Trump Administration’s tool to enforce tariffs and policies on DEI and gender affirming care. We’ll discuss best practices applicable across areas of the law and how to mitigate the risk of qui tam actions.
Speakers
Adam Hickey, Paul Kaufman, Eva Tomlinson
Materials
- 3:30 p.m. - 4:10 p.m.
Cross-Border Enforcement Challenges
A string of announcements since the start of the Trump Administration have outlined a new set of priorities for cross-border enforcement, with a focus on the “total elimination” of drug trafficking cartels and transnational criminal organizations. Those announcements included a reset of priorities for white collar criminal and corporate enforcement. We will address how the Trump Administration’s priorities are operating in practice, and how companies can and should re-orient their own compliance priorities towards the changing risk environment.
Speakers
Robert Hamburg, Glen Kopp, Findley Penn-Hughes, Rob Zachariasiewicz
Materials
- 4:10 p.m. - 4:25 p.m.
Break
- 4:25 p.m. - 5:05 p.m.
Enforcement Landscape: Cybersecurity Spotlight
Cybersecurity enforcement has proven to be a bipartisan priority. At the federal level, agencies such as the DOJ and SEC have continued to declare cybersecurity a top concern. State-level enforcement by attorneys general and regulators is also on the rise. In this discussion, we will cover significant trends in cybersecurity and related enforcement, highlight what regulators are focusing on, and provide guidance on how to avoid becoming a target.
Speakers
Justin Herring, Jordan Rae Kelly
Materials
- 5:10 p.m. - 5:50 p.m.
Securities Enforcement Trends: BSA/AML Risks for Financial Institutions and Broker-Dealers
Securities enforcement is increasingly converging with BSA/AML priorities, with the SEC, FINRA, FinCEN, and DOJ leveraging data analytics and cross-agency coordination to target alleged program deficiencies, weak surveillance, and delayed or inadequate SAR filings—especially around alleged sanctions evasion, microcap/manipulative trading, and high-risk cross border activity. This panel will discuss the need for financial institutions, broker-dealers, underwriters, and auditors to understand the risk of heightened scrutiny of their BSA/AML practices, including the anticipated impact of the SEC’s new cross-border task force.
Speakers
Michele Cerezo-Natal, Alex Feldman, Hiral Mehta, Elizabeth Virga
Materials
- 6:00 p.m. - 7:30 p.m.
Reception at Oceana
