August 27, 2019
REVERSEinquiries, Volume 2, Issue 8
Structured and Market-linked Product News for Inquiring Minds
REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:
- FINRA Rule 5110 – An Amendment to the Proposed Rule Change
- Volcker Rule Revisions Adopted by Agencies
- FIMSAC Approves Recommendation for Investor Education Regarding Retail Notes
- FINRA Reminds Firms to Engage with the SEC on Regulation Best Interest
- Update on Proposed NAIC Amendments Affecting Insurance Company Buyers of Structured Notes
- FINRA Seeks Comment on Senior Protection Rules
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