Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

  • FINRA Rule 5110 – An Amendment to the Proposed Rule Change
  • Volcker Rule Revisions Adopted by Agencies
  • FIMSAC Approves Recommendation for Investor Education Regarding Retail Notes
  • FINRA Reminds Firms to Engage with the SEC on Regulation Best Interest
  • Update on Proposed NAIC Amendments Affecting Insurance Company Buyers of Structured Notes
  • FINRA Seeks Comment on Senior Protection Rules
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