REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter.
In this issue, we discuss:
- FINRA’s Reorganized and Simplified Advertising Web Pages;
- SEC Report on Fiscal Year 2018 Enforcement Results;
- OCIE Examination Initiatives Will Focus on Proprietary Indices;
- New Jersey to Propose a Uniform Fiduciary Standard for Financial Professionals;
- SEC Investor Advisory Committee’s Recommendations Regarding Proposed Regulation Best Interest;
- Daily Redeemable Notes versus Exchange Traded Notes;
- The FANG Index and its Significant Constituents; and
- FINRA’s 2018 Report on Examination Findings and Structured Products.
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