Our 15th Annual Investment Management Regulatory University is a series of webinars designed to be insightful and practical while providing business-focused guidance on dealing with the challenges of the changing regulatory landscape in the fund industry.

September 21, 2021: Enforcement Trends Affecting Investment Advisers and Other Fiduciaries

September 14, 2021: Highlights of the Advisers Act New Marketing Rule

Presentation Slides

September 2, 2021: Hot Topics in Investment Adviser Regulation 

Presentation Slides

Upcoming Webinars in this Series