The firm is proud to sponsor the SIFMA Compliance & Legal Virtual Forum, a two-day September event featuring industry leaders’ perspectives on the current regulatory and enforcement environments, lessons learned thus far, and much more.
Marlon Paz will speak on a live panel entitled “COVID-19: Lessons Learned for Compliance & Legal Professionals”, which will discuss: operational capacity; meeting regulatory obligations for oversight in this COVID-19 environment; anticipating unique risks in this new operating structure; supervisory and management challenges with remote staff and related information security challenges; and a discussion of today’s challenges of internal and external communications and recordkeeping; and considerations for Return-to-Work plans.
Mayer Brown is also pleased to provide an on-demand session for C&L participants on Broker-Dealer Issues & Considerations Relating to LIBOR Cessation, led by Marlon Paz.
The SIFMA C&L Virtual Forum brings together financial services industry leaders and regulators that will discuss a variety of compliance and legal topics, including current regulatory and enforcement environments, litigation, leveraging technology in the industry, diversity and inclusion, and more.
For more information, visit SIFMA’s event page.
Related Capabilities
Events
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November 122020
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October 19 – 202020