April 25, 2019

REVERSEinquiries Volume 2, Issue 4


REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

  • Demystifying SOFR
  • U.S. House Subcommittee Holds Hearing to Examine SEC’s Best Interest Rule
  • SIFMA Hosts Annual C&L Seminar with Enforcement and Regulatory Panels
  • Equity Linked Notes are Subject to FINRA’s Markup Rule
  • Maryland Uniform Fiduciary Duty Bill Rejected in Senate Committee  
  • Refresher: Structured Warrants

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