August 14, 2018

REVERSEinquiries: Volume 1, Issue 5


REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

  • Regulation Best Interest: Can Structured Products Conflicts Be Resolved?
  • Investor Bulletin on Nontraditional Index Funds Covers Issues Familiar to Structured Products Investors
  • Dividend Equivalent Regulations Still in Limbo for Transactions after 2018
  • Responsibilities When Outsourcing to Third-Party Service Providers
  • Make Sure That Your CDs Remain CDs
  • Quantitative Suitability: A Changing Standard?
  • FINRA Announces New Department of Enforcement Structure and Senior Leadership Team
  • NYSE Proposes Change to the Definition of “Membership Organization” under Rule 2

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