On September 18, Brad Busscher, Chief Legal Officer of InspereX, and Mayer Brown Partner Anna Pinedo spoke on the Regulatory Update panel at the InspereX Dealer Conference. During the panel, the speakers provided a brief overview of proposed legislation, including the Financial Data Transparency Act; the shortening of the timeframe for trade reporting to one minute; updates on Regulation Best Execution; Updates on Rule15c2-11; and Updates on securities enforcement and litigation. For additional information or for materials on any of the above topics, please contact ckaplan@mayerbrown.com.
Speakers
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