Company  
Name 
Administrative 
Agent 
IPO Date 
Types of Administrative Services 
Rand Capital 
Corporation 
Rand Capital 
Management 
LLC 
5/30/19715 
Furnishing office facilities and equipment and 
providing clerical, bookkeeping, record-
keeping, and other administrative services, 
including responsibility for financial and other 
records required to be maintained and 
preparing reports to stockholders and reports 
and other materials filed with SEC; assisting 
with determining and publishing NAV, 
overseeing preparation and filing of tax 
returns, printing and disseminating reports and
other materials to stockholders, and 
overseeing payment of expenses and 
performance of administrative and professiona
services rendered by others. 
 
5 Rand Capital Corporation had its IPO in 1971, and elected to become a BDC in 2001. 

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