Company Name Administrative Agent IPO Date Types of Administrative Services WhiteHorse Finance, Inc. WhiteHorse Administration (affiliate) 12/10/2012 Furnishing office facilities and equipment and providing clerical, bookkeeping, record- keeping, and other administrative services, including responsibility for financial and other records required to be maintained and preparing reports to stockholders and reports and other materials filed with the SEC; assistin with determining and publishing NAV, overseeing preparation and filing of tax returns, printing and disseminating reports and other materials to stockholders, and overseeing payment of expenses and performance of administrative and professiona services rendered by others. Stellus Capital Investment Corporation Stellus Capital Management, LLC (adviser) 11/13/2012 Furnishing office facilities and equipment and providing clerical, bookkeeping, record- keeping, and other administrative services, including responsibility for financial and other records required to be maintained and preparing reports to stockholders and reports and other materials filed with the SEC; assistin with determining and publishing NAV, overseeing preparation and filing of tax returns, printing and disseminating reports and other materials to stockholders, and overseeing payment of expenses and performance of administrative and professiona services rendered by others.
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