Company Name Administrative Agent IPO Date Types of Administrative Services Oxford Square Capital Corp. (formerly Technology Investment Capital Corp.) Oxford Square Management, LLC (adviser) 11/20/2003 Provide administrative services, facilities, and personnel necessary for the operation of the Company. Gladstone Capital Corporation Gladstone Administration, LLC (affiliate) 8/24/2001 Furnishing office facilities, equipment, clerical, bookkeeping and record keeping services. Conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons deemed necessary or desirable. Responsible for financial and other records required to be maintained and preparing reports to stockholders and reports and other materials filed with SEC. Assisting with determining and publishing NAV, overseeing preparation and filing of tax returns, printing and dissemination of reports to stockholders, and overseeing payment of expenses and performance of administrative and professional services rendered by others.
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