This guide provides information for a securities practitioner in advising a business development company (BDC). It provides an overview of BDCs and discusses applicable securities laws and regulations, the securities offering process, disclosure and corporate governance obligations, stock exchange requirements, commercial and regulatory trends, and practical tips for counsel.
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Veröffentlichungen
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22. Januar2023
Amendments to Rule 10b5-1’s Defense to Insider Trading Liability & Related Disclosures
Harvard Law School Forum on Corporate Governance -
20. Januar2023
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