REVERSEinquiries: Volume 1, Issue 6

REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

• A New ISDA Supplement Provides Some Certainty for SOFR Floating Rate Notes;
• SEC Chair Clayton Highlights Themes from Retail Investor Roundtables;
• SEC Commissioner Peirce’s Remarks: “What’s in a Name?”;
• Regulators Call Attention to Non-Traditional Index Funds;
• What Financial Institutions Need to Know about Regulations on Elder Financial Exploitation;
• Recent Amendments to Regulation S-K Affect Morgan Stanley Disclosure Requirements;
• The Upcoming Prospectus Regulation in the European Union: New Requirements for Risk Factors;
• Rule 3a-5 Exemption and Non-Guaranteed Securities; and
• Misselling of Leveraged ETNs Results in Monetary Penalties.