2022年4月11日

Communications Records and Requirements

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On this episode, Mayer Brown partners Matt Kluchenek and Glen Kopp explore the often overlooked rules and requirements regarding recordkeeping compliance in relation to communications over personal electronic devices. Recent developments, including high-profile regulatory actions, have highlighted how the CFTC and other agencies have focused on recordkeeping compliance failures. Matt and Glen discuss some of these requirements and the DOJ perspective on how companies maintain records of electronic communications.

At the Crossroads: CFTC and DOJ Enforcement is a video weekly series hosted by Matt and Glen. Each episode, they discuss a topic at the intersection of enforcement by the CFTC and the DOJ. The goal: to help legal and compliance departments protect their organizations in an increasingly rigorous regulatory environment.

 

View our past episodes here.



 

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