REVERSEinquiries: Volume 1, Issue 5

REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

• Regulation Best Interest: Can Structured Products Conflicts Be Resolved?
• Investor Bulletin on Nontraditional Index Funds Covers Issues Familiar to Structured Products Investors
• Dividend Equivalent Regulations Still in Limbo for Transactions after 2018
• Responsibilities When Outsourcing to Third-Party Service Providers
• Make Sure That Your CDs Remain CDs
• Quantitative Suitability: A Changing Standard?
• FINRA Announces New Department of Enforcement Structure and Senior Leadership Team
• NYSE Proposes Change to the Definition of “Membership Organization” under Rule 2