On March 23, 2022, the US Securities and Exchange Commission (the “SEC”) proposed amendments to remove references to credit ratings from Regulation M, replace them with alternative measures of creditworthiness and impose related recordkeeping obligations on broker-dealers (the “Proposal”). Our Legal Update discusses key elements of the SEC’s Proposal.
Downloads –
Related Capabilities
Latest Perspectives
-
June 272022 -
June 272022
Stay up-to-date on our perspectives
Subscribe to Email