April 13, 2021
SEC Examinations Division Issues Risk Alert on ESG Products and Services
Author:
On April 9, 2021, the Division of Examinations of the US Securities and Exchange Commission issued a risk alert that highlighted its observations from its recent examinations of investment advisers, registered investment companies and private funds offering ESG products and services. This Legal Update provides further detail.
Resource Downloads
Stay Up To Date With Our Insights
See how we use a multidisciplinary, integrated approach to meet our clients' needs.
Subscribe