REVERSEinquiries: Volume 1, Issue 2 | Perspectives & Events

Authors

REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

LIBOR Replacement Mechanisms: Where Are We Now?;
SEC Denies Extension of Markup Disclosures Deadline; Rule Effective;
Clayton Speech on Proposed Regulation Best Interest;
SEC Announces New Investor Protection Tool;
FINRA Requests Comment on Proposed Amendments to the Quantitative Suitability Obligation under FINRA Rule 2111;
FINRA’s New Guidance on Implementing Heightened Supervision for Associated Persons with a History of Past Misconduct;
SEC Proposes to Tighten Regulations on High-Risk Brokers and the Firms That Hire Them;
FINRA360 Progress Report;
Index Providers as Publishers; and
DOL Field Assistance Bulletin.

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