Mayer Brown panelists, Matt Bisanz and Brad Berman, will provide an overview of the documentation and other requirements to establish a certificate of deposit program or brokered certificate of deposit program. We will review the bank regulatory, distribution related, FINRA related, and suitability related considerations. Among other things, we will cover:
- Setting up a CD program;
- Disclosure and documentation considerations;
- Settlement issues;
- The bank regulatory differences between CD and brokered CD issuances;
- The FDIC requirements for brokered CDs and proposed advertising requirements;
- FINRA and securities law considerations; and
- Market-linked CDs.
For additional information, please contact Hanson Hairihan at firstname.lastname@example.org.
CLE is not available when viewing a recording of this program. In order to receive credit you must have attended the live webinar program.
November 16 – 172023
September 21 – 222023
An Introduction to Auditor Comfort LettersPractising Law Institute