March 26, 2020
Understanding the Securities Exchange Shareholder Vote Requirements (aka “the 20% Rule”) in the Context of Financings
Speakers:
Many companies may be considering capital-raising transactions, including a private placement or PIPE transaction. Your transaction will be affected by the requirements of the securities exchanges to seek shareholder approval in certain circumstances.
During this webcast, we will address:
- Change of control issues;
- Stock sales to related parties;
- Private placements and PIPEs;
- Warrants;
- The financial viability exception; and
- Related issues.
Additional Speakers
David Compton
Senior Consultant, Donohoe Advisory Associates LLC
David A. Donohoe, Jr.
President, Donohoe Advisory Associates LLC
CLE is not available when viewing a recording of this program. In order to receive credit you must have attended the live webinar program.
Resource Downloads
Speakers
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