Regulation M, which is intended to prohibit manipulative activity in relation to securities offerings, is difficult to navigate. During this webinar, we will:

  • Provide an overview of Regulation M,
  • Discuss the most important excepted activities,
  • Discuss how Regulation M applies to private placements and hybrid offerings,
  • Discuss its application in the case of merger/exchange transactions,
  • Discuss FINRA Reg M notice requirements, and
  • Discuss Rule 105 and SEC enforcement activities.

CLE credit will be provided by West LegalEdCenter. For more information, or to register for this session, please visit the event website.

Date: March 26, 2019
Time: 1:00 PM – 2:00 PM EST