Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2026

Tailored to address current regulatory developments and everyday practice issues encountered by attorneys and compliance professionals in the securities industry, this half-day program will examine new rules and business trends applicable to fintech and regtech in the securities industry. Included this year is an exploration of artificial intelligence in the securities industry and a targeted panel on digital assets by broker-dealers and advisers.

Mayer Brown Partner Steffen Hemmerich will participate in the “Artificial Intelligence and the Regulatory Round-Up — SEC, FINRA and Related Rulemaking” session.

For more information, visit the program website.