REVERSEinquiries, Volume 3, Issue 5

Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

• FINRA Reminds Dealers about Sales Obligations Relating to Oil-linked ETPs;
• The ARRC Releases a New Sample Termsheet for the SOFR Index and Follows Up on Its Spread Adjustment Consultation;
• FINRA Identifies Common Firm Practices in Preparing for Regulation Best Interest;
• Additional FAQs on FINRA Coronavirus Pandemic Relief; and
• NAIC Eliminates Filing Exemption for Principal Protected Securities.

If you have any questions about the matters addressed in this issue, please contact reverseinquiries@mayerbrown.com.