Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

  • IRS Again Extends Phase-In of Section 871(m) Regulations;  
  • FDIC Proposes Changes to Brokered Deposits Restrictions;
  • Proposed Sales Practice Rule Affects Leveraged/Inverse ETFs; ETNs and Structured Notes Also in the Crosshairs;
  • NAIC Developments Related to Principal-Protected Notes;
  • Proposed Amendments to Advertising Rule for Registered Investment Advisers;
  • FINRA Tips on ESG Investing; and
  • Proposed Changes to the Definition of Accredited Investor and the Definition of Qualified Institutional Buyer.
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