讲者

Mayer Brown panelists, Matt Bisanz and Brad Berman, will provide an overview of the documentation and other requirements to establish a certificate of deposit program or brokered certificate of deposit program. We will review the bank regulatory, distribution related, FINRA related, and suitability related considerations. Among other things, we will cover:

  • Setting up a CD program;
  • Disclosure and documentation considerations;
  • Settlement issues;
  • The bank regulatory differences between CD and brokered CD issuances;
  • The FDIC requirements for brokered CDs and proposed advertising requirements;
  • FINRA and securities law considerations; and
  • Market-linked CDs. 

For additional information, please contact Hanson Hairihan at hhairihan@mayerbrown.com.


CLE is not available when viewing a recording of this program. In order to receive credit you must have attended the live webinar program.

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