概览
Charlotte Tarr advises a broad range of financial institutions, including banks, insurers, private funds and corporates, on UK financial services regulation. Her practice spans both transactional and contentious matters, with experience in both domestic and cross-border transactions, and regulatory engagement with the Financial Conduct Authority and the Prudential Regulation Authority. She regularly advises on issues relating to financial and non-financial misconduct, employment regulation (including governance and SM&CR), solvency and capital requirements. Charlotte also advises on fund fundraising and marketing in the UK and EU, including matters relating to AIFMD, MiFID II and national private placement regimes.
执业经验
- Advised Epiris LLP on Epiris Fund III’s proposed acquisition of Winterflood Business Services, a leading provider of trading and custody solutions to the UK wealth management industry, from Marex Group plc., and in the acquisition of Pure Cremation Limited, the leading provider of prepaid funeral plans in the UK, a complex area only recently regulated by the FCA
- Acts for numerous private funds on the coordination and completion of various multijurisdictional AIF filings.
- Assists with the management and compilation of a monthly global financial services enforcement report, used by large international banking clients.
- Advises on various aspects of employment regulation matters, including regulations under the Senior Managers and Certification regime, Code of Conduct and Fit and Proper requirements.
- Advises and assists on the completion of multiple regulatory due diligence reports for private equity firms and corporates.
- Criminal Magistrate (2019–2022)
- Finalist in the City of London Solicitors' Company Prize - 2022
教育背景
- Oxford University, 学士
- 英国法律大学, 法律实务课程（LPC）
执业资格
- 英格兰和威尔斯