REVERSEinquiries Newsletter, Volume 7, Issue 1

Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter.

In this issue, we discuss:

1. A Structured Products Primer on the Uses of Rule 424(b) and Rule 433
2. FINRA Raises Concerns About Recommendations of Variable Annuities and RILAs
3. FINRA Analyzes “Sentiment” in Social Media-Influenced Investing
4. The Second Circuit Affirms Dismissal of Claims for Sales of Unregistered ETNs 

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