2020年2月03日

REVERSEinquiries, Volume 3, Issue 2

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Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

  • 2020 OCIE Examination Inquiries;
  • FINRA Priorities Letter;
  • ARRC Consultation on SOFR to LIBOR Spread Adjustments; 
  • SEC: A “Call to Action” Can Happen Anywhere; and
  • Regulation M Refresher.

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