REVERSEinquiries, Volume 2, Issue 7

Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

• The SEC Adds its Voice to the LIBOR Chorus
• FINRA Reminds Firms of Their TRACE Reporting Obligations
• Brokerage Firm Granted Summary Judgment in Reverse Convertible Notes Class Action
• FDIC Eases Requirements on Deposit Tracking
• FINRA Increases Margin Requirements for ETNs and Options on ETNs
• FINRA Sanctions a Brokerage for Failure to Reasonably Supervise Securities Transactions
• Reminder: The EU Prospectus Regulation is Effective – Key Legal Facts
• Insurance Company Buyers of Structured Notes Should Consider Proposed NAIC Amendments
• Clayton Comes Out Swinging Against Critics of Regulation Best Interest