2019年4月25日
REVERSEinquiries Volume 2, Issue 4
Authors:
REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:
- Demystifying SOFR
- U.S. House Subcommittee Holds Hearing to Examine SEC’s Best Interest Rule
- SIFMA Hosts Annual C&L Seminar with Enforcement and Regulatory Panels
- Equity Linked Notes are Subject to FINRA’s Markup Rule
- Maryland Uniform Fiduciary Duty Bill Rejected in Senate Committee
- Refresher: Structured Warrants
