Join us for a forum designed to help in-house counsel navigate the current enforcement landscape, adopt effective compliance strategies, and proactively manage risk in the context of white collar legal issues. Our panels will bring together a versatile lineup of speakers, including current or former government officials, securities enforcement counsel, and senior in-house counsel from prominent financial firms, who will share forward-looking insights about the enforcement and compliance landscape. Speakers will be announced soon.
Topics will include:
- Securities Enforcement Trends: BSA/AML Risks for Financial Institutions and Broker-Dealers
- False Claims Act: Current DOJ Priorities and Developments in the Law
- Cross-Border Enforcement Challenges
- Enforcement Landscape: Cybersecurity Spotlight
CLE credit is pending.
Wednesday, October 22, 2025
2:00 p.m. – 6:00 p.m. Program
6:00 p.m. Reception at Oceana
Location
Mayer Brown
1221 Avenue of the Americas
New York, NY 10020-1001
For additional information, please contact Alayne Thomas at athomas@mayerbrown.com or +1 312 701 7529.
