Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

  • Regulation Best Interest and Form CRS Compliance Date: June 30, 2020
  • FINRA Rules Amended to Conform to Reg BI
  • ARRC:  LIBOR Hard Stop by December 31, 2020
  • FINRA Report on Artificial Intelligence in the Securities Industry
  • FINRA Fines a Broker-Dealer for Violations Involving Early Rollovers of UITs
  • SEC’s OCIE to Begin LIBOR Preparedness Exams 

If you have any questions about the matters addressed in this issue, please contact reverseinquiries@mayerbrown.com.

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