What's the Deal: Regulation M: A Refresher and Update

Join us for this in-person CLE on June 11, 2026.

We will discuss the following, among other issues:

• An Overview of Reg M
• Revisiting Areas of Concern Following the Reg M Amendments and FINRA Rule 5190
• Products Linked to IPO Stocks & Reg M Compliance
• Non-US Selling Group Members and Reg M Compliance
• PIPEs, SPACs and DeSPACs, and ATMs and Reg M
• The Rulemaking Petition to Amend Rule 105

This is an in-person presentation, with CLE credit, intended to encourage discussion. There will be no recording, and no zoom or hybrid option available.

Thursday, June 11, 2026
8:30 a.m. – 9:30 a.m. ET

Location
Mayer Brown
1221 Avenue of the Americas
New York, NY 10020

For additional information, please contact Hanson Hairihan at hhairihan@mayerbrown.com.