REVERSEinquiries, Volume 3, Issue 4

Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

• “CARES Act” Resources; 
• FINRA Proposes to Amend its Suitability Rule In Response to Regulation Best Interest; 
• SEC Office of Compliance Inspections and Examinations Publishes Risk Alerts Relating to Upcoming Reg BI and Form CRS Compliance Inspections;  
• SEC Public Statement for Main Street Investors;  
• SEC Charges Broker-Dealer in Connection with Making Unsuitable Recommendations of Single-Inverse ETF Investments; and  
• The ARRC Announces New Milestones in the Forced March to SOFR. 

If you have any questions about the matters addressed in this issue, please contact reverseinquiries@mayerbrown.com.