Autoren
Additional Authors Marc Leong | G. Nicole Veru
REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:
- SEC Request for Comment on “Information Providers”
- Chair Gensler Warns about Structured Investment Company Act Products
- Registered Index-Linked Annuities – Creating a Flexible Platform
- SEC Proposes Amendments to the Names Rule and ESG Disclosure
- SEC RIA Enforcement Action
- The SEC’s Proposed Amendments to Regulation M
- Panel Discussion Regarding Ethical Artificial Intelligence and “Roboadviser” Fiduciary Responsibilities
- FINRA Releases Notice on Complex Products and Options
- Filing Fee Table Changes
Downloads –
Beratungsfelder
Branchen –
Veröffentlichungen
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9. August2022
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Summer 2022
Annual Review of Federal Securities Regulation
The Business Lawyer -
8. August2022
Proposed Changes Would Require Reporting within One Minute of Execution
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